ARE YOU A COMPLIANCE POSTER CHILD?
If you want to sell your business or raise capital in a highly regulated market, your buyers and investors will want to know that you are compliant with all regulatory requirements. The level of compliance you can demonstrate often will result in a higher or lower valuation, or cause the deal to close or fall apart.
DON'T BUY A MESS WAITING IN THE WINGS
Seller's Due Diligence
Know your deficiencies in advance, have an opportunity to correct them and stand out to prospective buyers and investors as a compliance poster child.
Acquirer's Due Diligence
Are you buying a compliance poster child or a big non-compliant mess waiting to happen? We don't leave any rock unturned. Know your risk before you buy and avoid a true mess.
KNOW WHERE YOU STAND IN THE FACE OF REGULATORY OVERSIGHT AND SCRUTINY.
Our proprietary compliance assessment methodology examines critical aspects of your operation and evaluates your compliance readiness. We then advise you on strategic solutions to your deficiencies and craft target specific approaches that work with your culture, not against it.
You can't change what you don't know.
Master the Rules.
Know your Gaps.
Fix your Gaps.
Implement a Plan.
Be compliance ready. Confidently.Confidently
Master the Game.
GET YOUR COMPLIANCE GAME ON.
WHAT DO YOU NEED?
From a review of your marketing claims to full scale compliance departments to creating a compliance eco-system for your unique operation, our compliance counsel and advisory services are tailored to systematically address your compliance needs on both the local and state level.
We offer customized approaches, not out of the box solutions. Don't know what you need, we can help you navigate what you need and what you don't.
Let us solve your compliance concerns, large or small.
YES, we train the competition. And if you are our competition, we would love to help you serve your clients compliance needs more competently and more confidently. We believe that highly regulated industries need competent advisers for an industry to succeed.
We offer consultants the ability to connect with our regulatory experts to ask questions, discuss regulatory interpretations and get critical data and updates designed to help you help your clients. We believe in your success because the success of this industry depends on it.
GET A COMPLIANCE REVIEW ON YOUR APPLICATION
We don't focus on licensing, but we sure focus on the compliance requirements necessary to obtain local and state licensure. If you are putting your license application together yourself or having a licensing pro do it, a compliance review may be worth its weight in gold — green gold. Let us help you tailor your SOP's to buy a design that meets the regulatory mandates, review your application package for accuracy and completeness, or assist you with an area of your application that you are just not sure about or struggling with. Don't risk losing that license opportunity — get a second set of eyes on your app, and increase your chances of a successful license application.
Our research and technology teams are working around the clock to bring you actionable data and regulatory reports that will enable you to Master your Game.