We are a team of professional service providers, legal professionals and seasoned business people with proven track records in highly regulated markets.


Each member of our team is committed to exceptional service and extraordinary results. 

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SERVICES AND SOLUTIONS

ABOUT OUR SERVICES

Compliance Due Diligence for Buyers and Sellers

 

ARE YOU A COMPLIANCE POSTER CHILD?


If you want to sell your business or raise capital in a highly regulated market, your buyers and investors will want to know that you are compliant with all regulatory requirements.  The level of compliance you can demonstrate often will result in a higher or lower valuation, or cause the deal to close or fall apart.


DON'T BUY A MESS WAITING IN THE WINGS


Sellers Due Diligence.  

Know your deficiencies in advance, have an opportunity to correct them and stand out to prospective buyers and investors as a compliance poster child.


Acquirers Due Diligence.

Are you buying a compliance poster child or a big non-compliant mess waiting to happen?  We don't leave any rock unturned.  Know your risk before you buy and avoid a true mess.



Regulatory Compliance Assessments, Remediation and Compliance Plans

 

KNOW WHERE YOU STAND IN THE FACE OF REGULATORY OVERSIGHT AND SCRUTINY.  


Our proprietary compliance assessment methodology examines critical aspects of your operation and evaluates your compliance readiness.  We then advise you on strategic solutions to your deficiencies and craft target specific approaches that work with your culture, not against it.  

You can't change what you don't know. 


Master the Rules.

Know your Gaps.  

Fix your Gaps. 

Implement a Plan.

Be compliance ready. Confidently.

Master the Game. 


GET YOUR COMPLIANCE GAME ON. 

"INSTEAD OF THINKING OUTSIDE THE BOX, GET RID OF THE BOX." - DEEPAK CHOPRA

Compliance Counsel and Advisory Services

 

WHAT DO YOU NEED?


From a review of your marketing claims to full scale compliance departments to creating a compliance eco-system for your unique operation, our compliance counsel and advisory services are tailored to systematically address your compliance needs on both the local and state level.

  

We offer customized approaches, not out of the box solutions.  Don't know what you need, we can help you navigate what you need and what you don't.

 

Let us solve your compliance concerns, large or small.    

The Consultants Advisory Service ... because the industry needs knowledgeable pros

 


YES, we train the competition.  And if you are our competition, we would love to help you serve your clients compliance needs more competently and more confidently.  We believe that highly regulated industries need competent advisers for an industry to succeed.


We offer consultants the ability to connect with our regulatory experts to ask questions, discuss regulatory interpretations and get critical data and updates designed to help you help your clients.  We believe in your success because the success of this industry depends on it.


CONSULTANTS INQUIRE HERE

Licensing Support and Oversight

 

 GET A COMPLIANCE REVIEW ON YOUR APPLICATION 


We don't focus on licensing, but we sure focus on the compliance requirements necessary to obtain local and state licensure.  If you are putting your license application together yourself or having a licensing pro do it, a compliance review may be worth its weight in gold - green gold.  Let us help you tailor your SOP's to by design meet the regulatory mandates, review your application package for accuracy and completeness, or assist you with an area of your application that you are just not sure about or struggling with.  Don't risk losing that license opportunity  - get a second set of eyes on your app, and increase your chances of a successful license application. 

Data and Regulatory Reports

 

COMING SOON


Our research and technology teams are working around the clock to bring you actionable data and regulatory reports that will enable you to Master your Game.